Functional Areas
- Functional Areas
- Legal Framework
- Project Document
- The Grant Agreement
- UNDP-Global Fund Grant Regulations
- Grant Confirmation
- Grant Confirmation: Face Sheet
- Grant Confirmation: Conditions
- Grant Confirmation: Conditions Precedent (CP)
- Grant Confirmation: Special Conditions (SCs)
- Grant Confirmation: Limited Liability Clause
- Grant Confirmation: Schedule 1, Integrated Grant Description
- Grant Confirmation: Schedule 1, Performance Framework
- Grant Confirmation: Schedule 1, Summary Budget
- Implementation Letters and Performance Letters
- Agreements with Sub-recipients
- Agreements with Sub-sub-recipients
- Signing Legal Agreements and Requests for Disbursement
- Language of the Grant Agreement and other Legal Instruments
- Amending Legal Agreements
- Other Legal and Implementation Considerations
- Legal Framework for Other UNDP Support Roles
- Health Product Management
- Sub-recipient Management
- Capacity Development
- Interim Principal Recipient of Global Fund Grants
- A Strategic Approach to Capacity Development
- Resilience and Sustainability
- Legal and Policy Enabling Environment
- Functional Capacities
- Capacity Development and Transition
- Transition
- Capacity Development Objectives and Transition Milestones
- Capacity Development Results – Evidence From Country Experiences
- Capacity development and Transition Planning Process
- Capacity Development and Transition – Lessons Learned
- Risk Management
- Audit and Investigations
- Human Rights, key Populations and Gender
- Human Resources
- Legal Framework
Global Fund Operational Risk Management
Global Fund Operational Risk Management
Operational Risk Management is the methodology the Global Fund developed to support identification, assessment, and mitigation of grant-related risks. The Global Fund identified 19 common grant-related risks, divided into four categories:
- Programme and performance risks;
- Financial and fiduciary risks;
- Health services and products risks; and
- Governance, oversight and management risks.
As part of ongoing risk management, the relevant Global Fund Country Team documents its assessment of each of the 19 pre-identified risks and records how the risks are being addressed. The Country Teams use a tool called Qualitative Risk Assessment, Action Planning and Tracking (QUART) to assess the factors that contribute to each risk and to evaluate their likelihood and severity. The QUART tool is complemented by an analysis of the entities implementing the grant. The assessments are required at least once a year, but may not be required for portfolios assessed as being at lower risk. As part of the process, the Country Team (often with input from the Principal Recipient (PR), the Country Coordinating Mechanism (CCM) and the Local Fund Agent (LFA)) also prepares an action plan that describes how each risk is being addressed.
Resources
Functional Area: Risk Management Project Stage: Grant Making and Signing Author: The Global Fund Language: English Type: Policies, Procedures and guidance Topic: Global Fund Risk Management , The capacity development process Resource File Format: PDF Resource Accessibility: Publicly accessible